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CISM Premium File: 1228 Questions & Answers

Last Update: Sep 15, 2026

CISM Training Course: 388 Video Lectures

CISM PDF Study Guide: 817 Pages

$79.99

CISM Bundle gives you unlimited access to "CISM" files. However, this does not replace the need for a .vce exam simulator. To download your .vce exam simulator click here

Isaca CISM Practice Test 3

Question 20

An acquisition due diligence report lists unowned security liabilities. Which management response BEST addresses the stated risk or governance priority?

  1. Conduct a transition risk assessment and prioritize changes using exposure and dependencies.
  2. Establish a common risk taxonomy and calibrated reporting criteria for the combined enterprise.
  3. Clarify the consolidated governance hierarchy and superseding policy approval authority.
  4. Assign liability owners and tracked remediation or acceptance decisions during integration.

Explanation

Correct Answer

D:

Ownership turns diligence findings into managed enterprise risks with closure evidence. This directly meets the requirement to manage inherited security liabilities.

Incorrect Answers

A:

A measured integration prevents inadvertent gaps or disruption of business-critical services. That action would safely phase merger security integration; it does not address the case's priority to manage inherited security liabilities.

B:

Comparable scales allow leadership to prioritize exposure across business entities. It is primarily relevant when the need is to normalize post-acquisition risk reporting, rather than to manage inherited security liabilities.

C:

Policy conflicts are resolved through accountable governance, not by individual preference. This would help settle conflicting security policy authority; the scenario instead requires a decision to manage inherited security liabilities.

Question 21

A control team grades its own effectiveness with no independent challenge. Which management action BEST meets the stated requirement?

  1. Establish independent assurance separate from control ownership and control operation.
  2. Return remediation execution to management while audit independently evaluates closure.
  3. Assign risk ownership to accountable business management and security advisory oversight.
  4. Present independent findings, management responses and tracked corrective actions.

Explanation

Correct Answer

A:

Separating operation from assurance reduces conflicts that can overstate effectiveness. This directly meets the requirement to obtain objective control assurance.

Incorrect Answers

B:

Audit can verify controls without becoming responsible for the activity it audits. It is primarily relevant when the need is to preserve audit independence during remediation, rather than to obtain objective control assurance.

C:

The function that owns the business outcome must decide risk within enterprise policy. This would help locate risk accountability in business operations; the scenario instead requires a decision to obtain objective control assurance.

D:

Assurance reporting connects documented challenge to remediation accountability. That action would evidence independent governance challenge; it does not address the case's priority to obtain objective control assurance.

Question 22

Directors want assurance about enterprise exposure but receive only firewall rule counts. Which decision is BEST supported by the business and security evidence?

  1. Identify the accountable executive sponsor and define funding and outcome responsibilities.
  2. Present material risk, trends, residual exposure and decisions needed from the board.
  3. Escalate the documented exception to the designated enterprise governance authority.
  4. Delegate day-to-day control configuration to authorized management within approved policy.

Explanation

Correct Answer

B:

Board-level oversight uses business impact and decisions rather than detailed device activity. This directly meets the requirement to provide board-relevant security assurance.

Incorrect Answers

A:

Senior sponsorship connects security capability and resource decisions to business strategy. That action would assign executive accountability for program resourcing; it does not address the case's priority to provide board-relevant security assurance.

C:

Decisions beyond delegated tolerance require the formally authorized risk decision maker. This would help route excess-tolerance exceptions appropriately; the scenario instead requires a decision to provide board-relevant security assurance.

D:

Oversight sets objectives and tolerances; operating management executes controls. That action would reserve routine control configuration for management; it does not address the case's priority to provide board-relevant security assurance.

Question 23

A business unit assumes risk ownership belongs exclusively to the CISO. What is the MOST appropriate next action for the information security manager?

  1. Return remediation execution to management while audit independently evaluates closure.
  2. Establish independent assurance separate from control ownership and control operation.
  3. Assign risk ownership to accountable business management and security advisory oversight.
  4. Present independent findings, management responses and tracked corrective actions.

Explanation

Correct Answer

C:

The function that owns the business outcome must decide risk within enterprise policy. This directly meets the requirement to locate risk accountability in business operations.

Incorrect Answers

A:

Audit can verify controls without becoming responsible for the activity it audits. That action would preserve audit independence during remediation; it does not address the case's priority to locate risk accountability in business operations.

B:

Separating operation from assurance reduces conflicts that can overstate effectiveness. It is primarily relevant when the need is to obtain objective control assurance, rather than to locate risk accountability in business operations.

D:

Assurance reporting connects documented challenge to remediation accountability. That action would evidence independent governance challenge; it does not address the case's priority to locate risk accountability in business operations.

Question 24

A material exception exceeds a risk owner's delegated authority. Which management response BEST addresses the stated risk or governance priority?

  1. Present material risk, trends, residual exposure and decisions needed from the board.
  2. Delegate day-to-day control configuration to authorized management within approved policy.
  3. Identify the accountable executive sponsor and define funding and outcome responsibilities.
  4. Escalate the documented exception to the designated enterprise governance authority.

Explanation

Correct Answer

D:

Decisions beyond delegated tolerance require the formally authorized risk decision maker. This directly meets the requirement to route excess-tolerance exceptions appropriately.

Incorrect Answers

A:

Board-level oversight uses business impact and decisions rather than detailed device activity. That action would provide board-relevant security assurance; it does not address the case's priority to route excess-tolerance exceptions appropriately.

B:

Oversight sets objectives and tolerances; operating management executes controls. It is primarily relevant when the need is to reserve routine control configuration for management, rather than to route excess-tolerance exceptions appropriately.

C:

Senior sponsorship connects security capability and resource decisions to business strategy. This would help assign executive accountability for program resourcing; the scenario instead requires a decision to route excess-tolerance exceptions appropriately.

Question 25

A global awareness campaign fails in locations with very different working practices. Which management action BEST meets the stated requirement?

  1. Adapt training channels and examples to local culture while retaining the required control outcome.
  2. Measure relevant behaviors and near-miss reporting alongside training completion.
  3. Establish confidential, nonpunitive reporting with consistent leadership reinforcement.
  4. Adjust governance incentives and management accountability to include security obligations.

Explanation

Correct Answer

A:

Context-sensitive communication increases understanding without diluting corporate requirements. This directly meets the requirement to improve culturally relevant security adoption.

Incorrect Answers

B:

Participation is an input measure; observable conduct tests whether the expected norm changed. It is primarily relevant when the need is to assess security culture through behavior, rather than to improve culturally relevant security adoption.

C:

A speak-up environment improves early notification of control weaknesses and near misses. This would help encourage disclosure of security near misses; the scenario instead requires a decision to improve culturally relevant security adoption.

D:

Culture follows rewarded behavior, so isolated reminders cannot counter conflicting incentives. That action would align business incentives with security obligations; it does not address the case's priority to improve culturally relevant security adoption.

Question 26

A local manager accepts risk that could materially affect other subsidiaries. Which decision is BEST supported by the business and security evidence?

  1. Escalate a quantified residual-risk decision to the authorized business governance forum.
  2. Apply enterprise-wide escalation thresholds for cross-business exposure.
  3. Present assumptions, data quality, scenarios and an explicit decision recommendation.
  4. Track the unresolved decisions, interim controls, accountable sponsor and escalation date.

Explanation

Correct Answer

B:

Risk can exceed the authority of its originating business unit when impact crosses boundaries. This directly meets the requirement to escalate shared enterprise risk.

Incorrect Answers

A:

Material risk trade-offs require owners with delegated authority to weigh enterprise objectives. That action would resolve a material risk-versus-launch dispute; it does not address the case's priority to escalate shared enterprise risk.

C:

Transparent uncertainty supports defensible governance choices better than false precision. This would help communicate uncertain risk estimates responsibly; the scenario instead requires a decision to escalate shared enterprise risk.

D:

Unresolved risk still needs governance visibility and bounded interim safeguards. That action would prevent unresolved risk decisions from disappearing; it does not address the case's priority to escalate shared enterprise risk.

Question 27

A fourth-party hosting provider holds critical data but is absent from service risk records. What is the MOST appropriate next action for the information security manager?

  1. Set periodic reassessment criteria and assign a supplier risk owner for exceptions.
  2. Insert security due-diligence gates and contracting obligations into procurement governance.
  3. Require visibility into material subcontractors and allocate oversight responsibility to the primary provider.
  4. Specify reporting timelines, evidence access and escalation in the service agreement.

Explanation

Correct Answer

C:

Fourth-party dependencies affect exposure even when there is no direct customer contract. This directly meets the requirement to govern material fourth-party dependencies.

Incorrect Answers

A:

Continuous oversight maintains assurance after the initial procurement approval. That action would sustain supplier risk oversight; it does not address the case's priority to govern material fourth-party dependencies.

B:

Early decision gates prevent material service risks being accepted by an unauthorized function. It is primarily relevant when the need is to ensure contract-stage security review, rather than to govern material fourth-party dependencies.

D:

Measurable response duties permit effective oversight of outsourced incident handling. That action would formalize third-party incident responsibility; it does not address the case's priority to govern material fourth-party dependencies.

Question 28

Employees hide near misses because leaders publicly blame anyone reporting mistakes. Which management response BEST addresses the stated risk or governance priority?

  1. Adjust governance incentives and management accountability to include security obligations.
  2. Adapt training channels and examples to local culture while retaining the required control outcome.
  3. Measure relevant behaviors and near-miss reporting alongside training completion.
  4. Establish confidential, nonpunitive reporting with consistent leadership reinforcement.

Explanation

Correct Answer

D:

A speak-up environment improves early notification of control weaknesses and near misses. This directly meets the requirement to encourage disclosure of security near misses.

Incorrect Answers

A:

Culture follows rewarded behavior, so isolated reminders cannot counter conflicting incentives. That action would align business incentives with security obligations; it does not address the case's priority to encourage disclosure of security near misses.

B:

Context-sensitive communication increases understanding without diluting corporate requirements. It is primarily relevant when the need is to improve culturally relevant security adoption, rather than to encourage disclosure of security near misses.

C:

Participation is an input measure; observable conduct tests whether the expected norm changed. This would help assess security culture through behavior; the scenario instead requires a decision to encourage disclosure of security near misses.

Question 29

An outsourced SOC contract defines deliverables but no security breach escalation duty. Which management action BEST meets the stated requirement?

  1. Specify reporting timelines, evidence access and escalation in the service agreement.
  2. Set periodic reassessment criteria and assign a supplier risk owner for exceptions.
  3. Require visibility into material subcontractors and allocate oversight responsibility to the primary provider.
  4. Insert security due-diligence gates and contracting obligations into procurement governance.

Explanation

Correct Answer

A:

Measurable response duties permit effective oversight of outsourced incident handling. This directly meets the requirement to formalize third-party incident responsibility.

Incorrect Answers

B:

Continuous oversight maintains assurance after the initial procurement approval. It is primarily relevant when the need is to sustain supplier risk oversight, rather than to formalize third-party incident responsibility.

C:

Fourth-party dependencies affect exposure even when there is no direct customer contract. This would help govern material fourth-party dependencies; the scenario instead requires a decision to formalize third-party incident responsibility.

D:

Early decision gates prevent material service risks being accepted by an unauthorized function. That action would ensure contract-stage security review; it does not address the case's priority to formalize third-party incident responsibility.

Question 30

An acquired subsidiary uses a different risk scale and reports risks as incomparable color ratings. Which decision is BEST supported by the business and security evidence?

  1. Clarify the consolidated governance hierarchy and superseding policy approval authority.
  2. Establish a common risk taxonomy and calibrated reporting criteria for the combined enterprise.
  3. Assign liability owners and tracked remediation or acceptance decisions during integration.
  4. Conduct a transition risk assessment and prioritize changes using exposure and dependencies.

Explanation

Correct Answer

B:

Comparable scales allow leadership to prioritize exposure across business entities. This directly meets the requirement to normalize post-acquisition risk reporting.

Incorrect Answers

A:

Policy conflicts are resolved through accountable governance, not by individual preference. That action would settle conflicting security policy authority; it does not address the case's priority to normalize post-acquisition risk reporting.

C:

Ownership turns diligence findings into managed enterprise risks with closure evidence. This would help manage inherited security liabilities; the scenario instead requires a decision to normalize post-acquisition risk reporting.

D:

A measured integration prevents inadvertent gaps or disruption of business-critical services. That action would safely phase merger security integration; it does not address the case's priority to normalize post-acquisition risk reporting.


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