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Isaca CISM Premium Bundle
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CISM Premium File: 1228 Questions & Answers

Last Update: Sep 15, 2026

CISM Training Course: 388 Video Lectures

CISM PDF Study Guide: 817 Pages

$79.99

CISM Bundle gives you unlimited access to "CISM" files. However, this does not replace the need for a .vce exam simulator. To download your .vce exam simulator click here

Isaca CISM Practice Test 2

Question 10

A regulator changes requirements after the annual compliance review. Which decision is BEST supported by the business and security evidence?

  1. Maintain a jurisdiction-specific obligations inventory and involve legal counsel in the retention decision.
  2. Trigger an impact assessment and update policies, controls and assurance evidence as needed.
  3. Map the notice clause to response deadlines, owners and contractual reporting workflows.
  4. Conduct a requirement-to-control gap assessment with privacy and legal stakeholders.

Explanation

Correct Answer

B:

Regulatory change management ensures governance remains aligned with current obligations. This directly meets the requirement to respond to an updated regulatory requirement.

Incorrect Answers

A:

Mapping enforceable obligations by processing context avoids a one-size-fits-all retention error. That action would reconcile jurisdictional retention duties; it does not address the case's priority to respond to an updated regulatory requirement.

C:

Contractual deadlines must be operationalized in incident playbooks to be met reliably. This would help convert notification clauses into operations; the scenario instead requires a decision to respond to an updated regulatory requirement.

D:

Compliance requires demonstrating all relevant obligations, including use limits and accountability. That action would validate complete privacy control coverage; it does not address the case's priority to respond to an updated regulatory requirement.

Question 11

A small firm cannot staff two people for every privileged change. What is the MOST appropriate next action for the information security manager?

  1. Require disclosure, recusal and a documented independent selection decision.
  2. Separate approval and deployment responsibilities or establish independently monitored compensating review.
  3. Adopt an approved compensating control with independent retrospective monitoring.
  4. Route approval to a separate delegated risk owner and record independent assessment.

Explanation

Correct Answer

C:

Limited staffing may justify alternatives if management formally accepts and tests residual risk. This directly meets the requirement to preserve oversight with staffing constraints.

Incorrect Answers

A:

Disclosure alone does not remove bias in an actual procurement decision. That action would manage conflicted vendor governance; it does not address the case's priority to preserve oversight with staffing constraints.

B:

Divided authority reduces concealment and unauthorized high-impact changes. It is primarily relevant when the need is to mitigate incompatible privileged duties, rather than to preserve oversight with staffing constraints.

D:

Independent decision rights preserve integrity of exception handling. That action would avoid self-approval of security exceptions; it does not address the case's priority to preserve oversight with staffing constraints.

Question 12

The CEO asks who is accountable for resources supporting the security program. Which management response BEST addresses the stated risk or governance priority?

  1. Present material risk, trends, residual exposure and decisions needed from the board.
  2. Delegate day-to-day control configuration to authorized management within approved policy.
  3. Escalate the documented exception to the designated enterprise governance authority.
  4. Identify the accountable executive sponsor and define funding and outcome responsibilities.

Explanation

Correct Answer

D:

Senior sponsorship connects security capability and resource decisions to business strategy. This directly meets the requirement to assign executive accountability for program resourcing.

Incorrect Answers

A:

Board-level oversight uses business impact and decisions rather than detailed device activity. That action would provide board-relevant security assurance; it does not address the case's priority to assign executive accountability for program resourcing.

B:

Oversight sets objectives and tolerances; operating management executes controls. It is primarily relevant when the need is to reserve routine control configuration for management, rather than to assign executive accountability for program resourcing.

C:

Decisions beyond delegated tolerance require the formally authorized risk decision maker. This would help route excess-tolerance exceptions appropriately; the scenario instead requires a decision to assign executive accountability for program resourcing.

Question 13

An internal hotline receives allegations but has no conflict-free investigation owner. Which management action BEST meets the stated requirement?

  1. Assign independent intake and investigation responsibilities with controlled evidence handling.
  2. Engage privacy, legal and governance stakeholders to evaluate purpose and authorization.
  3. Escalate the material event through documented governance and reporting obligations.
  4. Initiate confidential investigation and preserve the reporting employee from retaliation.

Explanation

Correct Answer

A:

A credible reporting channel protects confidentiality and reduces interference. This directly meets the requirement to ensure integrity of ethics investigations.

Incorrect Answers

B:

Surveillance decisions require lawful purpose, proportionality and accountable approval. It is primarily relevant when the need is to evaluate ethically sensitive monitoring, rather than to ensure integrity of ethics investigations.

C:

Withholding required risk information prevents informed oversight and may breach duties. This would help maintain truthful material risk disclosure; the scenario instead requires a decision to ensure integrity of ethics investigations.

D:

Effective governance investigates misuse without punishing good-faith reporting. That action would handle an ethical security concern safely; it does not address the case's priority to ensure integrity of ethics investigations.

Question 14

A privileged developer can deploy production changes and approve their own security exception. Which decision is BEST supported by the business and security evidence?

  1. Route approval to a separate delegated risk owner and record independent assessment.
  2. Separate approval and deployment responsibilities or establish independently monitored compensating review.
  3. Require disclosure, recusal and a documented independent selection decision.
  4. Adopt an approved compensating control with independent retrospective monitoring.

Explanation

Correct Answer

B:

Divided authority reduces concealment and unauthorized high-impact changes. This directly meets the requirement to mitigate incompatible privileged duties.

Incorrect Answers

A:

Independent decision rights preserve integrity of exception handling. That action would avoid self-approval of security exceptions; it does not address the case's priority to mitigate incompatible privileged duties.

C:

Disclosure alone does not remove bias in an actual procurement decision. This would help manage conflicted vendor governance; the scenario instead requires a decision to mitigate incompatible privileged duties.

D:

Limited staffing may justify alternatives if management formally accepts and tests residual risk. That action would preserve oversight with staffing constraints; it does not address the case's priority to mitigate incompatible privileged duties.

Question 15

One division routinely bypasses access reviews to meet sales incentives. What is the MOST appropriate next action for the information security manager?

  1. Adapt training channels and examples to local culture while retaining the required control outcome.
  2. Measure relevant behaviors and near-miss reporting alongside training completion.
  3. Adjust governance incentives and management accountability to include security obligations.
  4. Establish confidential, nonpunitive reporting with consistent leadership reinforcement.

Explanation

Correct Answer

C:

Culture follows rewarded behavior, so isolated reminders cannot counter conflicting incentives. This directly meets the requirement to align business incentives with security obligations.

Incorrect Answers

A:

Context-sensitive communication increases understanding without diluting corporate requirements. That action would improve culturally relevant security adoption; it does not address the case's priority to align business incentives with security obligations.

B:

Participation is an input measure; observable conduct tests whether the expected norm changed. It is primarily relevant when the need is to assess security culture through behavior, rather than to align business incentives with security obligations.

D:

A speak-up environment improves early notification of control weaknesses and near misses. That action would encourage disclosure of security near misses; it does not address the case's priority to align business incentives with security obligations.

Question 16

Internal audit is assigned responsibility to implement operational security patches. Which management response BEST addresses the stated risk or governance priority?

  1. Assign risk ownership to accountable business management and security advisory oversight.
  2. Establish independent assurance separate from control ownership and control operation.
  3. Present independent findings, management responses and tracked corrective actions.
  4. Return remediation execution to management while audit independently evaluates closure.

Explanation

Correct Answer

D:

Audit can verify controls without becoming responsible for the activity it audits. This directly meets the requirement to preserve audit independence during remediation.

Incorrect Answers

A:

The function that owns the business outcome must decide risk within enterprise policy. That action would locate risk accountability in business operations; it does not address the case's priority to preserve audit independence during remediation.

B:

Separating operation from assurance reduces conflicts that can overstate effectiveness. It is primarily relevant when the need is to obtain objective control assurance, rather than to preserve audit independence during remediation.

C:

Assurance reporting connects documented challenge to remediation accountability. This would help evidence independent governance challenge; the scenario instead requires a decision to preserve audit independence during remediation.

Question 17

A conflict-of-interest form is filed but conflicted reviewers still vote on vendor awards. Which management action BEST meets the stated requirement?

  1. Require disclosure, recusal and a documented independent selection decision.
  2. Route approval to a separate delegated risk owner and record independent assessment.
  3. Adopt an approved compensating control with independent retrospective monitoring.
  4. Separate approval and deployment responsibilities or establish independently monitored compensating review.

Explanation

Correct Answer

A:

Disclosure alone does not remove bias in an actual procurement decision. This directly meets the requirement to manage conflicted vendor governance.

Incorrect Answers

B:

Independent decision rights preserve integrity of exception handling. It is primarily relevant when the need is to avoid self-approval of security exceptions, rather than to manage conflicted vendor governance.

C:

Limited staffing may justify alternatives if management formally accepts and tests residual risk. This would help preserve oversight with staffing constraints; the scenario instead requires a decision to manage conflicted vendor governance.

D:

Divided authority reduces concealment and unauthorized high-impact changes. That action would mitigate incompatible privileged duties; it does not address the case's priority to manage conflicted vendor governance.

Question 18

Supplier assurance reports expire and there is no renewal or exception owner. Which decision is BEST supported by the business and security evidence?

  1. Insert security due-diligence gates and contracting obligations into procurement governance.
  2. Set periodic reassessment criteria and assign a supplier risk owner for exceptions.
  3. Specify reporting timelines, evidence access and escalation in the service agreement.
  4. Require visibility into material subcontractors and allocate oversight responsibility to the primary provider.

Explanation

Correct Answer

B:

Continuous oversight maintains assurance after the initial procurement approval. This directly meets the requirement to sustain supplier risk oversight.

Incorrect Answers

A:

Early decision gates prevent material service risks being accepted by an unauthorized function. That action would ensure contract-stage security review; it does not address the case's priority to sustain supplier risk oversight.

C:

Measurable response duties permit effective oversight of outsourced incident handling. This would help formalize third-party incident responsibility; the scenario instead requires a decision to sustain supplier risk oversight.

D:

Fourth-party dependencies affect exposure even when there is no direct customer contract. That action would govern material fourth-party dependencies; it does not address the case's priority to sustain supplier risk oversight.

Question 19

A new contract requires incident notice within a shorter window than internal procedures permit. What is the MOST appropriate next action for the information security manager?

  1. Conduct a requirement-to-control gap assessment with privacy and legal stakeholders.
  2. Maintain a jurisdiction-specific obligations inventory and involve legal counsel in the retention decision.
  3. Map the notice clause to response deadlines, owners and contractual reporting workflows.
  4. Trigger an impact assessment and update policies, controls and assurance evidence as needed.

Explanation

Correct Answer

C:

Contractual deadlines must be operationalized in incident playbooks to be met reliably. This directly meets the requirement to convert notification clauses into operations.

Incorrect Answers

A:

Compliance requires demonstrating all relevant obligations, including use limits and accountability. That action would validate complete privacy control coverage; it does not address the case's priority to convert notification clauses into operations.

B:

Mapping enforceable obligations by processing context avoids a one-size-fits-all retention error. It is primarily relevant when the need is to reconcile jurisdictional retention duties, rather than to convert notification clauses into operations.

D:

Regulatory change management ensures governance remains aligned with current obligations. That action would respond to an updated regulatory requirement; it does not address the case's priority to convert notification clauses into operations.

Question 20

An acquisition due diligence report lists unowned security liabilities. Which management response BEST addresses the stated risk or governance priority?

  1. Conduct a transition risk assessment and prioritize changes using exposure and dependencies.
  2. Establish a common risk taxonomy and calibrated reporting criteria for the combined enterprise.
  3. Clarify the consolidated governance hierarchy and superseding policy approval authority.
  4. Assign liability owners and tracked remediation or acceptance decisions during integration.

Explanation

Correct Answer

D:

Ownership turns diligence findings into managed enterprise risks with closure evidence. This directly meets the requirement to manage inherited security liabilities.

Incorrect Answers

A:

A measured integration prevents inadvertent gaps or disruption of business-critical services. That action would safely phase merger security integration; it does not address the case's priority to manage inherited security liabilities.

B:

Comparable scales allow leadership to prioritize exposure across business entities. It is primarily relevant when the need is to normalize post-acquisition risk reporting, rather than to manage inherited security liabilities.

C:

Policy conflicts are resolved through accountable governance, not by individual preference. This would help settle conflicting security policy authority; the scenario instead requires a decision to manage inherited security liabilities.


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